But that is not all we learn from these lines. The passage, most notably lines 26 to 35, is also our main evidence for Empedocles' polemical attitude towards Parmenides and for the form of his response to the latter's "much contending elenchos."10 As generations of critics have not failed to note, line 26, but listen to the deceitless order of the account is a direct counter-claim to the goddess' characterisation of mortal opinion, in Parmenides' poem, as a deceitful array of words,11 and the following lines re-use Parmenidean arguments and language to confer upon the first principles an Eleatic-inspired set of qualifications marking them off as "really real."
As for the new section, the biggest surprise of the papyrus is the introduction of an "us", in one form or other, to the cosmology. At line a (i) 6, Empedocles declares that we come together into one cosmos through Love. The personal form of the verb is used in a formula already well attested in the indirect textual tradition,12 but so far only known to us in the participial form. The difference turns on the modification of a single letter, a Y standing where a N would have been expected, giving sunerchometha, "we come together", rather than the neuter plural participle sunerchomena, "coming together." It is one of two, perhaps three instances of this new reading, the others being c 3 and potentially a (ii) 17, although the editors do not think so.13 In two of them, however, a (i) 6 and c 3, a second hand, perhaps the owner of the papyrus, has corrected the verb back to the more familiar (to us) participle. Although the editors chose to retain the new reading with the "we", the corrections may leave room for doubt. As to more standard cosmological doctrine, the continuation is valuable not so much for any further novelties, but for stressing the traditional cosmological function of first principles. Whereas in the previous lines, 27 to 35, Empedocles highlights their abstract, Parmenides-inspired qualities, the following lines describe them in more familiar cosmogonic guise. Thus the poetic formula describing the emergence from the first principles of everything, as many (things) as ever were, as are, and as will be hereafter / and (from which) have sprung plants and men and women, beasts and birds and fish which thrive in water / and long-lived gods, greatest in honours (lines a (ii) 8-a (i) 2) neatly balances the Eleatic account preceding it. The formula itself was already known to us, with some slight variation, from fr. 21, but its use here shows the emphasis Empedocles puts upon reconciling Parmenides' to eon with the sensible world, thereby transforming both, and revealing them within a new, integrated perspective.
Context
The insistence on what we can loosely call the most basic entities of Empedocles' system, as well as his consistent use of the same abstract terms to name Love, Strife and the elements, as opposed to his more usual practice of varying their epithets,14 all strongly indicate the introductory nature of the passage. Of course the fact that it began some 230 lines into the first book means that we are not dealing with the very beginning of the work, but probably with the beginning of the doctrinal exposition. This will have naturally been preceded at least by a proem of some sort, following the model of Hesiod and Parmenides.
Although the nature and content of the proem can only be conjectured, a good case has recently been made for seeing in the proem of Lucretius' De Rerum Natura a reworking of Empedocles.15 In particular, the importance Lucretius gives to Venus, while an oddity in terms of his Epicurean physics, makes perfect sense in an Empedoclean context.16 Still, with over 230 lines to fill, it may seem that this is too long for a proem alone. Against this possibility is the fact that we have no grounds to suggest that other cosmological doctrine could have preceded fr. 17, whereas we do have evidence to suggest a rather long proem.17 Not only could it have contained a hymn to Love, as suggested by the Lucretian material, but we could also include within it both Empedocles' criticism of ordinary mortal understanding, as in the order proposed by DK, as well as material on more religious and "demonological" questions, which have usually been assigned to the Katharmoi.18 The hymn to Love, moreover, would have a likely model in Hesiod's hymn to the Muses in the Theogony, which spans 115 lines of a thousand line poem.19
Poetry and the first principles
As will be felt especially on a first reading, Empedocles' exposition is quite dense, dogmatic and some may think even rather muddled. A modern reader will no doubt be put off, on the one hand, by his employment of his first principles as if they were self-evident axioms, needing no further analysis or argument, and on the other hand, by the obscure sequence of ideas. Indeed, within the compass of some 70 lines, Empedocles alternates repeatedly between dogmatic asseverations about the cycle or the first principles, and various arguments or exegetical remarks meant to bolster those assertions, but there does not seem to be any obvious logical principle to the exposition.20 For our immediate purposes, we can somewhat artificially separate out these interwoven strands of thought into three more or less distinct intentions. For it seems Empedocles wants to do three things at once. He wants to tell us what is the case about the cosmos (its furniture consists of six first principles; they interact so as to form a cycle), why that is the case (it allows for generation and change, yet also meets Eleatic criteria of reality, i.e., it is
the best available [but this is only implicit]), and what follows from its being the case (double is the birth and death of mortals; the illusory nature of absolute change; and many other teachings beyond our immediate concern, notably the doctrine of metempsychosis, which must somehow relate to this framework21). Having said all that, we should also stress that all three are not so readily separable in practice, and they are really meant to work toward a single effect: to achieve persuasion.22
While some of this dogmatism and obscurity may be accountable in terms of cultural traditions and the figure of the "archaic sage," who in succeeding seers and prophets as "maîtres de la vérité" inherit part of their stage-craft, that is only a partial explanation.23 Indeed, if we make more of it than simply a style, if we declare it a sufficient explanation, it almost amounts to branding Empedocles a charlatan, for we thereby deny any element of design to what must have been one of the most important passages of the whole work, if not the most important one, the principle exposition of the doctrine. A more promising line of explanation for the organisation of the passage would be preferable, especially if it could give a more integrated view of its organisation. Since the passage is obviously not meant to stand as a single argument -which is different from saying that it does not contain arguments -it may be that applying concepts and modes of analysis drawn from the study of literature can do a better job.
In this regard, it will be well to remember that Empedocles' instrument of expression was, after all, hexameter verse. Heraclitus, a prose writer, as well as possibly Anaxagoras, if he preceded Empedocles, allow us to dispense with any notion of this being for lack of an option.24 He clearly preferred verse. And yet modern scholars, no doubt following Aristotle's lead, generally disregard the study of poetic form in Empedocles in order to concentrate instead upon doctrine.25 The limitations of such an approach have long since been recognised for other Presocratics. The work of Fränkel26 and Mourelatos27 on Parmenides, Kahn on Heraclitus,28 and Schofield on Anaxagoras29 among others have all displayed an acute sensibility to the contribution literary form makes to the overall meaning of those thinkers. And while Empedocles has certainly not been neglected by scholarship, there has not been a proportionate amount of scrutiny given to the role of poetic form in his work. Even Bollack's massive study of the Peri Phuseos, while it makes a number of incisive general comments in the introduction, does not contribute much to this question in the commentary.30 A conspicuous exception, and perhaps the best assessment so far of the relation between poetic form and philosophical content is Daniel Graham's article on symmetry in the Empedoclean cycle, to whose approach I am deeply indebted.31 In what follows, I present some preliminary results of a more literary approach to the passage, the first part of a larger investigation of the role of poetic form in Empedocles.
The motif
We have already noted that the organizing principle of the passage is not derived from a single chain of argument. Where employed in fact, it is used in an entirely ancillary mode, to support or explain Empedocles' main thesis concerning the cycle. For now, then, in order to concentrate exclusively on the propositional content of the passage, its story or mythos, we will forgo examining these different supporting arguments or comments. They are interesting enough on their own to deserve separate study, and have already received much more attention than the poetic features of the passage. I will be focussing therefore on what Empedocles simply asserts to be the case, and on the way he asserts it, at the expense of some of the reasons why he thinks it so, or of the consequences of its being so.
The fundamental thesis of the passage is the alternation of the one and many. This is set out in the first two lines, before we even know what it actually refers to. (In this there is something of a parallel to the 'suppressed subject' of Parmenides' way of truth.) It is repeated, in the same order, between seven and nine times in the roughly 70 continuous lines of the passage. As many critics have observed, this is an effective means of conveying the idea of an endlessly recurring cycle.32 Hexameter poetry, moreover, in which the Homeric model had conditioned the listener to expect repetition and the use of formulae, turns out to be a fairly easily adapted tool to this specific end. The eternal recurrence of the cycle of unification and separation of the cosmos thus is not only described in fr. 17, but through the use of repetition it is actually imitated:
"We see then that Empedocles is not content to state a principle of eternal recurrence,
but at the same time he thematizes the principle and represents it by weaving a texture
of motifs which embody the principle. Thus B17 must be read as more than an argument
or a program for an argument: it is also a mimetic structure which portrays the world
condition which it describes."33
But while this was appreciated in a loose enough fashion by earlier scholars,34 it was Graham who first pointed out how consistently this motif is employed in the Empedoclean corpus. As his analysis has shown, despite variations in wording and sentence-structure, this theme almost always takes the form of a specific AB pattern or motif: unification, then separation; the one, the many; Love, Strife. Consider for example lines 1-2:
The structure of the passage
Once one recognises the motif as such, a larger pattern does emerge. Taking our cue from the repetitions of the motif, we notice a progression in scale, most obviously of the simple number of lines between each repetition, but also in the detail of exposition each presents.38 The effect is comparable to the experience of an approaching object, in which details gradually become discernible where at first only the broadest patterns could be perceived. Both conceptually as well as structurally, then, the passage can be divided, with regard to the treatment of its main theme, into movements of increasing scale, with each unit expanding upon and clarifying the preceding one.
The key marker, again, is the repeated motif of the double tale, always told in the same order. Thus the opening merely sets out, quite starkly, the main theme, the principle of alternation: the many increase or grow, "to be one alone", then this one grows apart into many. What exactly this refers to, and why it should be so, is as yet unclear. The following lines (3-5) are fundamental for the reconstruction of the cycle but enigmatic because of their great brevity. All we need retain of them for now is that they provide a sort of commentary upon the first lines by pointing out the corollary for mortal creatures of the initial statement of alternation. At the same time, they afford Empedocles a second run at the motif, for even this 'consequence' is explained in terms of the AB structure.39
Having set out the fundamental concept of alternation between unity and plurality, and explained its corollary for mortals, Empedocles in line 6 caps off that first direct presentation (if one wishes to consider lines 4-5 indirect) by insisting on its reality. He does this by asserting the permanence of this state of affairs, its immortality. But in so doing, he also paves the way for the second direct exposition of his principal concept, in lines 7-8, in which he manages, while retaining its unification-separation motif, both to vary its form and, by specifying the agents of the process, to refine the picture it offers:
But note also what has changed. The causes of this alternation are clearly now first given: Love and Strife. These two may seem out of place in what is, after all, a cosmological passage, but then again Hesiod's cosmogonic Eros would have served as a precedent. It is clear that Empedocles has taken pains to situate their presentation in this passage at least, within a cosmic context, where their domain is clearly taken as universal (line 7: eis hen hapanta). We are being told not to expect only the ordinary human associations of these two terms. On another level, we can note that if the principle of alternation now has an explanation, i.e. Love and Strife, the latter remain little more than postulates. Why they should have whatever properties they possess is not explored here or elsewhere in the fragments, beyond vague references to necessity.
After pointing out the consequences of this state of affairs with respect to the Eleatic challenge to becoming, or at least to a certain portion of its strictures (lines 9-13), Empedocles returns for a third time to his main theme, in lines 14ff. The hearer is enjoined to pay particular attention to what follows, implying the importance of its content. Empedocles explains that so far he has only given an account in outline, and then repeats word for word the unification-separation theme of lines 1-2. This of course is more compact than what was already given at lines 9 and 10, but only serves to call the theme once more to mind, where it is now given its fullest exposition.
Concerning the motif itself, we recall that it is a tiny encapsulation of the cosmic cycle. Also observe that it ends at the moment of separation of the one into many. It seems no accident that this is also the moment at which the separate parts of the cosmos are most discernible, qua separated and hence pure, and here is where Empedocles chooses to list them for us (line 18). First the four elements are named in one line, serially, and then Strife and Love, each with their own line, and perhaps correlated with a stronger conjunction (te...kai). For unlike the elements, they are opposites.40
It will also be worthwhile to consider briefly the implications of the little aside of line 15 in relation to what we have observed so far. The peirata are declared to be the bounds of Empedocles' mythoi, the whole of which are contained in lines 1-2/16-17. In this sense, the rest of the work is merely an exercise in 'unpacking', in developing and making explicit this pattern. As such, these bounds must mirror, or perhaps be identified with, the boundaries of reality itself. For if Empedocles' discourse is to be faithful to a reality conceived of as confined within necessary boundaries, in keeping with the spirit of Parmenides' strictures, it too must be contained within such bounds.41 This suggests a further point, however, for the use of this term: is Empedocles implicitly making a comparison with his own work, a copy of nature, perhaps a painting? The limit or outline reminds one of the incised outline used to sketch in the figures to which layered colors were later applied, according to standard Greek painting technique. This would seem to find some support in the fact that, as we know from Simplicius, the simile of the painters in fr. 23, followed fr. 17 and fr. 21 and was used to illustrate the two passages.42 By analogy to the mixing of pigments by painters, the simile displays the capacity of a fixed number of elements to produce through mixture the full variety of the natural world. The point is given particular vividness by Empedocles' re-use of the same poetic formula at 8ff and 21.10ff to enumerate the creatures of the world, trees, and men and women, etc. If this is the case, then the image of the outline or sketch would imply two things for this poem: 1) it is confined within boundaries which mirror or are the same as those of the world and 2) the account thus far is correct but minimal and must still be filled in. The second implication would also provide further internal evidence of the introductory nature of the passage.
The next appearance of the motif does not occur until lines a (i) 6-7. Until then, Empedocles attempts to sustain the claims advanced so far, another instance of argumentation following upon direct exposition. He does so following two very different tacks, the articulation between the two being line 26, a direct address to the disciple.43 The hymn to Love, at lines 20 to 26, combines traditional hymnic form with quasi-empirical observation to assert the reality of Love's presence among men, while in the next subsection, lines 26 to 35, the first principles are qualified in such a way as to display their ability to meet the Eleatic challenge to becoming. Here too, however, we can note a looser retention of the AB pattern, as the hymn to Love precedes the Eleatic account of individual first principles, whose individuality once again must be correlated with Strife.
From lines 35 onward we can only rely on the papyrus, too ill-preserved in many places to be usefully discussed without having to enter into textual matters. Let us merely note that we have a return to the motif at lines a (i) 6-7, and then, less assuredly, at a (ii) 16-17. In between, Empedocles leaves behind the more abstract aspects of his system to turn to more detailed physical description of the cosmos in different phases of the cycle. At lines a (i) 8-a (ii) 2, he asserts, in a formula better known from fr. 21, the capacity of his first principles to generate, no doubt via mixture, living creatures, such as plants, humans, animals and, rather stunningly as well, "long-lived gods, greatest in honour." The next lines are too garbled for us to have a clear idea of their content. The editors suggest that they describe the world under complete Strife, a sort of recurring chaos, which finds its end when Love begins to expand anew from the centre, as described in more detail in fr. 35. Whatever their precise content, the mention of the more familiar aspects of the world, from plants, beasts and men to the sun (a (ii) 9 and 13), completes a descent from a highly abstract and obscure level of discourse to one in which Empedocles' listeners could recognise themselves and their surroundings, albeit transplanted into a cyclical cosmos.
The proleptic style
The theme of alternation of one and many, as given particular expression in the unification-separation motif, is employed by Empedocles to create an over-arching structure for the first presentation of his system. This larger pattern is a progressive increase in detail with each successive deployment of the motif. While retaining the same general pattern, each depiction is more detailed than the next, going from the most abstract and general to the particular and familiar. At first, this expression is a mere assertion, without any particular applicability or obvious explanatory power, but as it is repeated and expanded it gains in intelligibility, until at last the known world also enters the picture. Once there, however, the hearer is brought to realise that the world he knows is no longer the whole it may have been previously felt to be, but is now seen to be a mere part of a larger whole.44 In this regard, Empedocles' main exposition of his philosophical framework is another example of what is sometimes called by literary critics the 'proleptic style' in archaic literature, an approach characterised by the gradual development of recurrent images and themes, passing from an initially enigmatic statement to some form of resolution or solution.45 The best known exponents of this style were, respectively, Aeschylus in poetry, and perhaps Heraclitus in prose, if Kahn's hypothesis is correct,46 to which list we may now add Empedocles. That our analysis of the passage conforms to an established literary style or trope for the period can only reinforce its validity.
Word and thing
We may now wonder: What does Empedocles' poem achieve, or what purpose does it serve? There is an obvious didactic force to repetition alone, which certainly must be acknowledged, but I would suggest that the proleptic presentation also achieves a subtle persuasion of its own. It is of a kind, however, to which we may be less sensitive than its intended audience was. Despite this, I think that the probable assumptions that support it can be elicited from consideration of another passage of great importance, fr. 110:
"For of course the 'path' of a journey taken by the Muses is at one and the same time
the course of the song and the course of the ideas, thoughts and other contents expressed
therein. Utterance and thought, word and thing were inseparable in archaic times...."47
So here too then the teachings are not 'about' something, and hence implicitly separate from them; in as much as they are true, the teachings will be identical with the things. Thus, our passage shows how the account of the world is true, and herein lies its persuasive force, not only because it imitates the structure of the world but because, like the world it describes, Empedocles' logos seems to grow.
Epilogue: Heraclitus and the dangers of metaphor
We have already noted a certain stylistic similarity between Empedocles and Heraclitus, and I would like to end with a few final reflections on some further affinities between the two. Like his Ionian predecessor, Empedocles uses the proleptic style to introduce his doctrine. Both, moreover, are committed to a view of nature and the world as a living but eternal and indestructible order, although they go about expressing its stability in different ways. Both are also committed to the intelligibility of this order. For Heraclitus, this intelligibility is the logos, which is eternal and yet which men ever fail to understand (fr. 1), and which has modern counterparts in concepts and metaphors such as "the voice of nature" and the "language of the real." For Empedocles, this community of nature and human beings is expressed rather via a sort of universal sympathy of all things, a panpsychism as found in the last line of fr. 110.
Now it is a regular feature of the use of metaphor - for this is how I think we should characterise these expressions - that it often produces a certain fusion between the two compared objects, and that properties belonging exclusively to one part can rub off onto the other.48 In a famous study of comparison in Greek literature, Snell points out that when, at Iliad 15.615 ff., Homer compares the Acheans, as they resist the attacks of Hector, to a rock in the sea, which endures despite wind and waves,
"...it is not quite correct to say that the rock is viewed anthropomorphically, unless we
add that our understanding of the rock is anthropomorphic for the same reason that we
are able to look at ourselves petromorphically, and that the act of regarding the rock in
human terms furnishes us with a means of apprehending and defining our own behaviour."49
For the philosopher given to metaphor, perhaps even more than for the poet, there exists a danger in the use of metaphor of a sort of contamination, whereby the comparison drags along a further series of associations not intended by the author. Awareness of this danger in Heraclitus seems to be at least one strand of the possible meanings of fr. 32: "the wise is one alone, willing and unwilling to be spoken of by the name of Zeus", as if one single concept or term were insufficient to capture the essence of the guiding logos. For Empedocles, poet of nature, the use of the proleptic style has an obvious application: the growth of the account. I suggested above that this may have contained an element of persuasion for the listener. But, as I also said, the account only seems to grow. Indeed, despite the apparent expansion of the account, it, like the cosmos it describes, remains within the same peirata; although we see more of it and understand its various articulations better, it itself does not change as to the fundamentals. Indeed, as Empedocles tells us in fr. 8, "there is no growth (phusis) of all mortal/ things, nor any end in destructive death, but only mixture and dissolution of the mixed..." At the same time, Empedocles is more willing than Heraclitus to tolerate some degree of mortal error in this regard and go along with custom, as he tells us in fr. 9. Perhaps here as well, then, in the use of this proleptic style to present the changeless order of nature, we can suspect a superficial concession to appearances for the sake of persuasion. On a deeper level, only a logos whose appearance contradicts its reality can give a faithful account of a world that does as much.50
Simon Trepanier
Department of Classics
University of Toronto
2000 by Humboldt State University