Proposal from Helen Duffy:Proposal and its educational significance  

Much has been made in the policy arena about what teachers need to know and be able to do in order to be successful.  Indeed, even a cursory look at the INTASC standards for new teachers indicates the complexity of the job.  Included in those standards is a recognition of something that goes beyond mere cognition – what INTASC calls “dispositions.”  And yet in the policy arena, reform efforts that might improve the quality of teaching often revolve around holding teachers accountable for content knowledge, knowledge of child development and knowledge of educational foundations.  While those elements are certainly essential to good teaching, in urban contexts in particular, knowing a content area deeply and being able to present that knowledge to young people is not enough to ensure success.  Because of the social inequities of the larger society that play themselves out in very concentrated ways in urban schools, we cannot ignore the importance of the more ethical or political aspects of teaching or the commitments that are essential to teachers’ success in urban contexts.  Moreover, while standards documents separate out the various domains of knowledge teachers should acquire, we know very little about how teachers integrate that knowledge in ways that are useful in practice.

Consider the following scenarios taken from my dissertation data.  In an interview, Robert, an English teacher in his tenth year at a high school in southern California described the political context in which he teaches.  He explained that very little of the school board’s policy-making supported his work to improve the reading and writing of students at his school.  In fact, he said, some of their policies interfere with rather than support his work.  Later that week, Robert appeared before the board to explain how the new policies regarding text selection have affected his reading program.  He described for them the central role that his independent reading program played in his students’ reading development and the step-by-step process one must follow for getting a book approved by the district which can take as long as two and a half years.  The result, he told them, is the death of innovation in teaching and the stability of the canon.     

Delores, an English teacher in her second year at a high school in San Jose, spent two weekends in March washing cars with the students in her sophomore English class to help raise the money they needed to charter a bus in April for a tour of southern California universities and colleges.  She met with parents two different evenings before the trip to explain the schedule, to explain how the students would be supervised and to address the concerns that parents might have had about the trip.  She then accompanied them on that three-day tour during their spring break.

While these are not the kinds of heroic acts that make their way into the public consciousness through films like Stand and Deliver or other media, these two brief scenarios that emerged from my dissertation data illustrate a broader commitment to the communities where the teachers work.  What these two teachers have in common are the contexts in which they work – urban, predominantly communities of color – and a broad view of their roles as teachers.  As teachers, these individuals are committed to taking into consideration the community context, the political and policy climate in which they work, as well as how that climate affects the students’ lives and their access to educational opportunities.  The focus of my study will be not only a more precise articulation of those commitments, but also the development of video cases that might help improve opportunities teachers have to learn what those commitments might look like in practice and the ways in which those commitments integrate with content and pedagogical content knowledge.   

My proposed work will have three phases; however, describing those phases should not imply that they will be separate processes for they will in fact overlap.  In the first phase, I will identify, interview, and observe expert teachers who have been nominated by various institutions and organizations as being advocates for young people in urban contexts. [1]   Doing so will allow me to understand more precisely the dimensions of the commitments required, how these teachers describe their commitments, and how they think those capacities are developed.   During the course of those observations, I will videotape classroom interactions as well as teachers’ interactions with parents and other community members outside of the school context.  During the early part of this project, I will meet with some of the folks in the Bay Area, southern California, Santa Cruz and the University of Virginia who have been thinking carefully about what constitutes a video case and how teachers can be supported in case-based learning.  In addition, I have been in touch with researchers involved in a consortium of educators at U.C. who are examining video case development in math and others at West Ed who have done work with printed case material development as well.

The second phase of the project then will be the development of a collection of video cases that begin to capture and make visible the integration of the knowledge that teachers must access in order to support students’ academic and leadership development.  The video cases will be focused on language arts and will be selected for their potential to capture moments that reflect some of the signature pedagogical challenges that language arts teachers face.  For example, one case that I am currently developing from my dissertation data shows a teacher moving his students from response to a text to interpretation of a text – a complex pedagogical challenge that all secondary English teachers would recognize as important.  Grounding the cases in content and in context will help make visible the complexity of the moment-to-moment decisions that teachers must make.

The third phase of the project will be the development of scaffolds that will help make these cases useful to a wider audience of teachers – both pre-service and in-service.  The development of the questions that guide new and experienced teachers through the cases will be central in steering them away from a tendency to slip quickly into evaluation of the teaching presented (Lampert & Ball, 1998) toward a stance that allows teachers viewing the tapes to understand more deeply the processes and knowledge that are the foundation of effective teaching and the ways in which subject matter knowledge gets transformed in classroom interactions.   In addition, to the extent that the cases make visible teachers’ commitments to students and their communities, they will serve as a tool for broadening the more conventional view of the teacher as simply a content expert. 

Ken Zeichner (1998) calls that additional aspect of teaching “dispositions” and has outlined some of the skills and attitudes that teachers need to develop in order to have the capacity for working in diverse, urban contexts.  These aspects of teaching are often discussed under the umbrella of social justice with curricular decision-making identified as the visible evidence of its presence (Ellwood, 1990; Villegas, 1991).  Or they are framed as a habit of mind, most often in terms of inquiry or reflective practices that characterize good teaching.  However, I will focus my attention on those aspects of teaching that occur at the intersection between ethics, politics, content area expertise and how those combine to create a different conception of the professional roles of teachers.  My study will extend its focus beyond just the ways in which those commitments play themselves out in curricular decision-making to look at extra-curricular, advocacy activities as well.

In many ways then, this study builds upon the work of Gloria Ladson-Billings (1994, 2001) and others, both in its design and its focus.  Using a framework proposed by Lee Shulman in his examination of issues related to research on the teaching of mathematics in the 1970’s, Ladson-Billings’ 1994 work examines the “wisdom of practice” (Shulman, 1978) of expert teachers of African American students.  She finds that one important dimension of teachers’ work with African American students is the view they take of their professional responsibilities.  In defining what she calls “culturally relevant teaching,” Ladson-Billings says that the teachers she studied work “in opposition to the school system that employs them” (128) and turn their critiques of the system “into action by challenging the system” (128).  And yet even though her more recent research on the Teach for Diversity program (2001) makes clear the importance of teachers’ capacities to seek out networks of strength in students’ communities and see students’ achievement as connected to the “public good” (121), it’s unclear how one learns to do that.   It is my hope that the video case studies that emerge from this project will help in the development of those capacities. 

Brief review of relevant research /policy

In an article that appeared in the Harvard Educational Review in 1986, Jim Cummins argued that “legislative and policy reforms may be necessary conditions for effective change, but they are not sufficient.  Implementation of change is dependent upon the extent to which educators, both collectively and individually, redefine their roles with respect to minority students and communities” (19).  Written fifteen years ago, the article seems particularly apropos in the political and policy climate that exits in California today.  Conducting this research is an important step in understanding the commitments that provide a foundation for efforts to improve the educational opportunities for underrepresented students and the ways in which we might improve the preparation of teachers to work in diverse communities, particularly given the current political climate in California where the study will be situated. 

There have been a number of responses to the call for improved educational opportunities for underserved students including curricular reform (Banks, 1988; 1997; Villegas, 1991), reform of the instructional strategies that frame the curriculum (Delpit, 1988, Applebee, 1996, Duffy, 2001), an acknowledgement and integration of what Luis Moll has called students’ “funds of knowledge” (Moll, 1988; Harris 2001; Lee, 1992; 2001), as well as examinations of teachers’ roles in the classroom (Vasquez, 1988; Cummins, 1994; Valenzuela, 1999). 

Building on the work of researchers who saw a need for teachers in urban, multilingual contexts to become advocates for their students (Cummins, 1986; Lucas, Henze, & Donato, 1990), those working in multicultural education are beginning to broaden their conception, moving well beyond the classroom to theorize multicultural education itself as social activism (Trueba, 1999).  Christine Sleeter (1996) discusses the implications that “multicultural education as a social movement” might have for teachers, explaining that when one takes the metaphor seriously, a broader, more ethical dimension of teaching is created in which teachers work in alliance with communities and act as advocates for the young people they teach.  Other researchers are enlisting the young people themselves as advocates.

Teacher education has also tried to respond to this educational need.  Zeichner and Hoeft (1996) conclude that a “priority in research on teacher education for cultural diversity should be to investigate how particular kinds of experiences for teachers at the pre-service or in-service levels are connected to the character and quality of their teaching (p. 541).   Stodolsky and Grossman’s (2000) work has also examined the ways in which teachers adapt to the changing demographics in the schools where they teach.  Given the central role that these dispositions play in the professional lives of teachers, it is especially important to expand the kinds of experiences that teacher education programs might provide to support their development.  Video cases can aid in that process. 

Much of the research regarding the effectiveness of video cases has focused using video as a means to support reflection after viewing cases of their own teaching (Hasseler & Collins, 1993; Potter & Richardson, 1999; Wedman, Espinosa & Laffey, 1999).  Case-based reasoning, however, holds much promise for helping teachers – especially new teachers – integrate the knowledge that teachers must access.  Ball and Cohen (1999) have argued that records of practice help ground discussion in ways that merely considering an issue does not, a finding that seems particularly promising when addressing issues such as the integration of subject matter knowledge with ethical and political commitments.  However, simply viewing classroom videos is insufficient; viewers must be directed to notice particular aspects of the case in order to draw inferences that might later be useful in practice. 

Description of methodology including proposed data collection and case development techniques

Understanding the development of the capacity for work in urban contexts presents several methodological challenges.  First, how can the capacity for work in urban contexts be made visible?  What is it?  And how do those who have that commitment describe its dimensions and its sources?  Second, what constitutes a video case in English language arts?  And how can video cases make those more ethical/political dimensions of teaching visible to other teachers? And third, how can the video cases be structured to provide additional opportunities for teachers to develop those capacities? 

Through the networks I have developed I will identify teachers [2] who have the kinds of commitments that the research says are necessary for sustained success in urban settings.  Those expert teachers will help me articulate more precisely what those commitments are and how, in their view, those commitments developed.  Data will consist of interviews and extended observations that are video taped.  Extended observations will allow me to understand how teachers position themselves both within the school community and in their communities outside of school to determine whether they draw upon those positions in the development of these commitments.  I will limit the project to teachers at the secondary level because although we know that the sorting begins early in students’ educational experiences, (Oakes, 1985) it is in high school that access to resources become most visible in the choices that students have for their futures.  

Using the data collected during the first phase of the study and the video editing capacity in the U.C. Berkeley School of Education, I will then develop the video case studies as well as the scaffolds that help make the integration of those commitments with content and pedagogical content knowledge accessible to viewers.  During the project, I will partner not only with my mentor, but have established additional partnerships with Pam Grossman and Peter Williamson from Stanford who will collaborate in the collection, development and vetting of the cases.  In addition, I have contacted other potential advisors who have worked on written case development in the language arts at WestEd and others who have worked on video case development for mathematics at UC Berkeley, the University of Virginia, and UC Santa Cruz.

There are several goals then of this proposed project.  One is a more precise articulation of what we mean by this set of commitments and its dimensions as well as a clearer sense of the experiences that can support its development.  A second goal is the development of a set of cases that make those commitments and their integration with content and pedagogical content knowledge visible.  The third goal is a set of questions that can serve as scaffolds that direct teachers’ attention to particular aspects of the case that will later make it useful in their own practice. 

Importance to research and practice

In his exploration of reform efforts in American classrooms during the twentieth century, Larry Cuban (1993) found that the persistence of teacher-centered pedagogical practices, especially at the high school level, is not the result of poor teacher preparation, teacher incentives nor of the regulation of reform efforts.  Rather the persistence of those teaching practices was the result of teachers’ conceptions of teaching and learning and of organizational constraints on practice.  From his work, we might conclude then that any significant effort to reform teaching practices would not simply impose specific classroom curricular practices nor focus on some specific local effort, but would address both teachers’ assumptions about teaching and learning as well as the organizational constraints which narrow the possibilities for reforming teaching practices. 

It is my hope that this study of the commitments of teachers will add to our knowledge of how we might change teachers’ conceptions of teaching and learning in ways that will sustain their work both inside and outside the school.  My own dissertation research – and the work of several other researchers in the last 20 years – has confirmed for me the importance of making the walls of the classroom and the school more permeable, particularly in urban settings serving the needs of underrepresented students.  And yet, while we know that those commitments are important, we still know very little about the structured opportunities teachers have to develop them.  In that way, this study and the video cases that emerge from it will add both to what we know about and how we describe those commitments as well as what structures might support their development in pre-service education and beyond – both arenas where policy and practice can make a difference. 

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[1] This process will require that I tap into existing teacher networks that combine issues of equity and access to higher education with subject matter expertise in powerful ways – for example, the High School Puente Project (and other UC outreach programs that have proven successful), Teachers for Social Justice, the Bay Area Writing Project, and IDEA.

[2] Because the project will last only one year, I expect that I will be able to develop this research and the video cases with three, but no more than five teachers.  My dissertation experience has taught me that getting human subjects consent with video tape in public schools is sometimes more time-consuming because it often involves district legal departments.  However, the funding of this project would jump-start what I hope is a longer-term project of video case collection.

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